We are recruiting for a Compliance Manager to join a distinguished professional services organization in Sacramento. Our client offers competitive compensation, a comprehensive benefits package, and a flexible hybrid work environment. The Compliance Manager will oversee and manage the organization’s banking operations compliance with federal, state, and local regulations. Salary: $120,000-$140,000 DOE.
The qualified candidate will possess strong expertise in banking services and lending compliance, along with excellent leadership skills for effectively manage and direct a seasoned team of five.
PRIMARY RESPONSIBILITIES:
- Provide proactive lending compliance guidance to various business units and supervise compliance staff.
- Mentor and develop team members to foster a positive work environment focused on continuous improvement.
- Assist in developing, implementing, and maintaining compliance programs under the direction of the Director.
- Participate actively in annual and ongoing risk assessments as a Subject Matter Expert.
- Collaborate on the creation and revision of policies, procedures, and internal controls to align with regulations and industry best practices.
- Ensure effective communication and implementation of policies to stakeholders.
- Develop training materials to promote understanding and adherence to regulations.
- Support the resolution of consumer complaints and prepare compliance reports for senior management and regulatory bodies.
- Stay updated on regulatory changes and industry trends.
- Coordinate with other managers to ensure consistency in compliance approaches.
- Provide guidance on complex projects and initiatives and engage with regulators during exams, audits, and other interactions.
SKILLS & QUALIFICATIONS:
- Bachelor’s degree in Business, Finance, or related field.
- Minimum 5 years of experience in banking services with a focus on consumer protection regulatory compliance, internal/external audit, or compliance program development/evaluation.
- 5+ years of supervisory experience in financial services.
- Extensive knowledge of banking lending compliance laws, rules, and regulations.
- Strong leadership and team management skills.
- Ability to execute strategies to enhance compliance programs.
- Exceptional organizational skills with the ability to manage multiple priorities.
- Comfortable navigating ambiguity and demonstrating strong judgment.
- Detail-oriented with a grasp of the broader strategic context.
- Proficiency in Microsoft Office Suite, Adobe Acrobat Pro, and SharePoint.